Important Finra Series-7 Exam Questions
Finra General Securities Representative Examination (GS) Series-7 Exam
Attempt the General Securities Representative practice test and solve real exam-like Series-7 questions to prepare efficiently and increase your chances of success. Our Finra Series-7 practice questions match the actual General Securities Representative Examination (GS) exam format, helping you enhance confidence and improve performance. With our Series-7 practice exam software, you can analyze your performance, identify weak areas, and work on them effectively to boost your final General Securities Representative exam score.
| Vendor: | Finra |
|---|---|
| Exam Name: | General Securities Representative Examination (GS) |
| Registration Code: | Series-7 |
| Related Certification: | Finra General Securities Representative Certification |
| Exam Track: | General Securities |
| Exam Audience: | Investment Security Officer, Securities Representative, |
Total Questions
400
Last Updated
06-12-2025
Exam Duration
360 MINUTES
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GET FULL PDFQuestion: 1
Bubba sells 100 shares of XYZ short at $58 and buys 1 XYZ Mar 60 Call at $3.
What is the customer's maximum loss?
Question: 2
Who obtains and pays the municipal bond attorney rendering a legal opinion about the validity of the bond issue?
Question: 3
The Securities Act of 1933 provides for:
Question: 4
Which of the following is not true about brokerage accounts?
Question: 5
Regulation T is set at 50%. Bubba's account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
If Bubba wants to buy 100 shares of DUM at $30 per share, how much additional money must be deposited?
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